About Apex Financial Partners
For over 15 years, we've helped high-net-worth families and institutions build, protect, and transfer wealth with a fiduciary-first approach.
Our Mission
To deliver institutional-quality investment management and comprehensive insurance solutions to discerning families, with the transparency, technology, and personalized attention they deserve. We operate as a fiduciary — always putting our clients' interests first.
Our Journey
AUM Growth Timeline
Founded
Apex Financial Partners established in New York. Initial AUM of $50M from founding partners.
SEC Registration & Insurance Launch
Registered investment adviser with the SEC. Launched premium insurance division for HNW clients.
$1B AUM Milestone
Crossed $1 billion in assets under management. Opened offices in San Francisco and Chicago.
Family Office Services
Launched dedicated family office division serving UHNW clients with $10M+ portfolios. FINRA/SIPC membership.
$5B AUM & Digital Platform
Reached $5B AUM. Launched digital advisory platform with real-time portfolio analytics.
ESG Integration
Pioneered ESG-integrated investment framework. Launched 3 new sustainable investment funds.
AI-Powered Advisory
Deployed AI-driven risk analytics and tax optimization. Reached 2,000+ client families.
$12.4B AUM & Apex Concierge
Launched Apex Financial Concierge AI. 2,400+ client families across all 50 states.
Leadership
Executive Team
Jonathan Caldwell
Founder & CEO
Former Managing Director at Goldman Sachs. 25+ years in wealth management. Harvard MBA.
Dr. Elena Vasquez
Chief Investment Officer
PhD in Quantitative Finance from MIT. Former portfolio manager at Bridgewater Associates.
Robert Kim
Chief Financial Officer
CPA, CFA. Former CFO at two publicly traded financial services firms.
Patricia Hawthorne
Head of Insurance
30 years in HNW insurance. Former VP at Chubb Private Client. CPCU designation.
David Okonkwo
General Counsel
JD from Yale Law School. Former SEC enforcement attorney. Expert in securities regulation.
Sarah Mitchell
Chief Compliance Officer
FINRA Series 7, 24, 66. 18 years in financial compliance and risk management.
What Guides Us
Our Core Values
Fiduciary Duty
Your interests always come first. We are legally and ethically bound to act in your best interest.
Transparency
Clear fee structures, open communication, and complete visibility into every investment decision.
Innovation
AI-powered analytics, quantitative risk models, and cutting-edge technology serving timeless wealth principles.
Security
Enterprise-grade data protection, SOC 2 compliance, and robust cybersecurity protocols safeguarding your information.
$12.4B
Assets Under Management
2,400+
Client Families
99.99%
Platform Uptime
15+
Years of Excellence